Arizona Securities, Business and White Collar Criminal Defense Litigation
The litigation practice of Bade Baskin Richards PLC is wide-ranging. Our lawyers prosecute and defend claims arising out of alleged violations of federal and state securities laws. We work on these types of cases in a number of forums, including FINRA and AAA arbitrations, in various courts, and before a number of federal and state agencies and self-regulatory organizations. We represent businesses who are suing someone or being sued. We also defend individuals in criminal prosecutions resulting from securities law violations and other white collar crimes.
For more information about a specific kind of litigation, click on one of the following links:
- Securities arbitration and litigation: Our attorneys represent clients both in litigation as well arbitrations.
- Securities regulatory and enforcement proceedings: Bade Baskin Richards has ample experience representing brokerages and investment professionals in regulatory and enforcement proceedings.
- Stockbroker fraud and misconduct: Our lawyers prosecute and defend investor claims against stockbrokers for alleged violations of securities laws.
- Securities fraud, misrepresentation and churning: We prosecute claims of misrepresentations and omissions, suitability, churning, unauthorized trading and other federal and state securities law claims.
- Unsuitable investment claims: Stockbrokers have a duty to recommend suitable investments based on factors such as a customer's age, income and tolerance for risk.
- Selling away: Brokers cannot recommend investments that are not approved by the brokerage firm. Many do so, however, in a practice known as "selling away." Bade Baskin Richards both prosecutes and defends these types of matters.
- Investment adviser misconduct: Investment advisers have more discretion in managing money than a stockbroker. They also owe a higher duty.
- White collar criminal defense: Our lawyers defend clients against a range of criminal investigations and prosecutions including white collar crimes such as securities fraud and business fraud.
- Commercial litigation: Bade Baskin Richards represents entrepreneurs and business owners in disputes over contracts, real estate transactions, covenants not to compete and other commercial issues.
From our law office in the Phoenix suburb of Tempe, we serve clients in Arizona and throughout the southwestern United States. Our attorneys are admitted to practice only in Arizona, and we associate with local counsel to handle cases in other jurisdictions.
For More Information About Our Litigation Services
For more information about our practice or to schedule a consultation, call 888-366-1847 or fill out the contact form on this site.
