Experienced attorneys for the Arizona Corporation Commission process
If you are an Arizona investment adviser, stockbroker, wealth manager, banker, or other professional working with securities and investments and you are suspected of wrongdoing, you may be investigated by the Arizona Corporation Commission (ACC). As with investigations involving the administrative and law enforcement bodies of FINRA and the SEC, Arizona attorneys who have a long history with the ACC are essential to defending your rights in such cases.
The attorneys of Bade Baskin Richards have been defending clients before the ACC for decades; Alan Baskin's first job as an attorney was in 1990 at the ACC and his practice has continuously involved ACC matters. If the ACC is investigating you, you may face charges of
- Securities fraud
- Arizona Investment Management Act violations
- Insider trading
- Violations of Arizona's Securities Act
- Unsuitable investment claims
- Failure to supervise
The ACC regularly refers its cases to the Arizona Attorney General's Office or other state or federal prosecutors. Alan Baskin is intricately familiar with this process; he is the only attorney in Arizona to have worked as an enforcement attorney at the ACC, to have spent 5 years prosecuting securities cases criminally for the Arizona Attorney General's Office and to now (for 15 years) defend those cases. His experience is unmatched.
No matter the type of charges that you face, our attorneys are highly-qualified and deeply-experienced to guide you through the ACC investigation process. We will protect your rights with the same diligence, determination and sophistication that have given us our hard-earned reputation. Contact us for the legal defense you need in an ACC investigation.