Arizona Securities Litigation Attorney
The attorneys of Bade Baskin Richards represent clients in litigation and arbitration proceedings in front of the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), the Securities and Exchange Commission (SEC), state securities regulators such as the Arizona Corporation Commission, as well as state and federal courts. From our law office in the Phoenix suburb of Tempe, we serve clients in Arizona and throughout the southwestern United States. Our attorneys are admitted to practice only in Arizona, and we associate with local counsel to handle cases in other jurisdictions.
We help investors recover money they have lost due to:
- Stockbroker fraud and misconduct
- Securities fraud, misrepresentation and churning
- Unsuitable investments based on the investor's age, risk tolerance or other factors
- Selling away, which means selling investments not approved by the brokerage firm
- Investment adviser misconduct
Our lawyers also represent stockbrokers, financial advisers, promoters and other investment professionals who are accused of fraud and misrepresentation. We defend investment professionals in administrative and civil proceedings and also from criminal charges arising from alleged securities fraud.
Your choice of an attorney to represent you in a securities case is one of the most important decisions you will make. Attorney Alan Baskin has more than 20 years of securities law experience, including seven years prosecuting these types of cases administratively, civilly and criminally, first as senior counsel in the Enforcement Section of the Securities Division of the Arizona Corporation Commission, and then as an Assistant Attorney General in the Organized Crime and Fraud Section of the Arizona Attorney General's Office. Bill Richards spent 11 years handling securities industry disputes on behalf of several large brokerage firms, and has broadened his practice to include investor representation.
For More Information About Securities Arbitration and Litigation
For more information or to schedule a consultation with Phoenix securities arbitration attorney Alan Baskin, call 888-366-1847 or fill out the contact form on this site.
